Financing Transactions

The firm’s attorneys regularly advise clients in “angel” investments, seed capital, venture capital, private equity, and mezzanine financing to both emerging and established companies. We also advise lenders and borrowers in traditional secured and unsecured lending transactions.

Our breadth of experience in financing matters includes to the following areas:

• Convertible and subordinated debt
• Convertible preferred stock and limited liability company interests
• Warrants and options
• Securities purchase agreements
• Stockholder and investor rights agreements
• Anti-dilution protection
• Liquidation preferences
• Transfer restrictions
• Rights of first offer and first refusal
• Founders stock and employment contracts
• Management stock and incentive plans
• Private investment/public equity transactions
• Special governance rights
• Registration rights
• Information rights